COMPLIANCE

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Directors Briefing – Data Protection Regulations

An overview for Directors/Senior Management on company responsibilities under the latest data protection regulations. 1.5 hours

Data Protection – Employee Awareness Training

Understand the latest data protection requirements and your responsibilities. 1.5 hours

AML/CFT – Knowing You Customer

Understand what you need to know about your customers to better identify customer risk. 2 hours

AML/CFT – Monitoring Client Activity

Be able to monitor customers effectively for potential money laundering activity. 2 hours

GDPR Health Check

Take a step back from your day to day work and review your data protection compliance. 2 hours

Data Protection – Employee Refresher Training

To ensure all your employees are up to date in their understanding of data protection and their responsibilities. 1.5 hours

Data Protection – Recent Data Breach Cases

An overview of recent data breach cases and what we can learn from them. 2 hours

AML/CFT – Risk Assessing Clients

Understanding the AML/CFT risk and how to make risk assessments. 2 hours

Introduction to AML and CFT

An introduction to anti-money laundering and combating financial terrorism. 2 hours

Treating Customers Fairly

Learn about what is and is not considered fair treatment of customers in the finance sector. 2 hours

Working within Data Protection when Marketing

Providing an understanding of the data protection regulations that apply when you are marketing your business. 2 hours

AML/CFT – Completing Customer Due Diligence

An introduction to customer due diligence and ensuring it is carried out correctly. 1 hour

AML/CFT Internal Suspicion Reporting

Covers the when and how to raise a suspicion of money laundering internally. 2 hours

Directors Briefing: AML/CFT

What is required of Directors and Senior Managers under the latest AML/CFT requirements. 1.5 hours

Vulnerable Persons

The challenges for vulnerable people in accessing services and good practice when dealing with vulnerable customers. 1.5 hours

“I liked that the course was straight to the point and concise.”